Advisers Investment Management, Inc.

Financial Planning • Investment Counsel • Portfolio Management

The Complete Solution

Advisers Investment Management, Inc.

Financial Planning • Investment Counsel • Portfolio Management

The Complete Solution

 

We provide financial planning, investment counsel,
and portfolio management on a fee-only basis.

 

Our advisers are experienced professionals
committed to providing the highest level of
personalized service in a confidential manner.

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Terms of Use & Disclaimer

Terms of Use

The contents of this site are presented on an as is basis, and convey no warranty or other guarantee. All articles and materials are the copyright of their respective creators. These works may not be copied or otherwise reproduced without permission. This site uses cookies for Wordpress functionality only, and makes no effort to track or otherwise collect data on visitors. Access to the Adviser Resources section is provided on an as needed basis to our Strategic Partners.

Site Disclaimer

Advisers Investment Management, Inc. is a Registered Investment Adviser in the states of Colorado, Kansas, and Texas and only conducts business in states where it is registered or exempt from registration. Past performance is no guarantee of future return.  Investment return and principal value of a portfolio of  mutual funds will fluctuate so that an investor’s portfolio on redemption may be worth more or less than the original cost.  Illustrated portfolios represent normal weightings.  The combination of  mutual funds used with respect to any investor will depend upon the investment objectives and risk tolerance of the investor and may differ from any illustrations. The portfolios offered by Advisers Investment Management, Inc. and the mutual funds used to construct those portfolios are not insured by the FDIC or any other agency, are not guaranteed by any financial  institution, are not deposits or obligations of any financial institution, and involve investment risks, including the possible loss of principal.

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About the Firm

Advisers Investment Management, Inc.

  • Is a Registered Investment Adviser, not a brokerage firm
  • Is a fiduciary
  • Independent since 1987 – not affiliated with any bank, insurance company, or brokerage firm
  • Sells no products
  • Provides financial planning, investment counsel and portfolio management services on a fee-only basis

The firm’s roots date back to 1987, and our management has over 45 years of experience in financial planning, investments, and helping clients achieve their financial goals.  Our advisers are experienced professionals committed to providing their clients with the highest level of personalized service in a confidential manner.

We provide decades of experience along with evidence based research and knowledge to the client relationships we serve.

Regulatory documents for the firm and Investment Adviser Representatives can be accessed at: Investment Adviser Public Disclosure.

Fiduciary Duty

As a Registered Investment Adviser we are responsible for maintaining a fiduciary standard of conduct in our client relationships.

A fiduciary duty is a higher standard than the suitability obligation of a broker or the common duty of care that we owe to one another.

The fiduciary standard of conduct imposes a duty to always act in the client’s best interest.  It demands the highest level of good faith, care, candor, loyalty and the full and fair disclosure of all material facts, especially when our interests may conflict with those of the client.

Core Beliefs

  • The simplest solution is usually the best solution
  • Successful client relationships are a partnership between client and adviser
  • Investing is as much about our clients as it is about their money
  • Investing is a process that requires discipline and time
  • Clients should focus on what can be controlled – costs, taxes, emotions
  • Disclosure and transparency are paramount to the client relationship 

Safeguarding Client Assets

All of our clients have one common interest, the safety of their assets.

Advisers Investment Management, Inc. does not have custody of any client assets.

The custodian of our client’s assets, Axos Clearing, LLC dba Axos Advisor Services, is a broker/dealer registered with the Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation (SIPC).  Each client has a separate account.  There is no commingling of a client’s assets with the assets of other clients or the assets of the custodian.

Client assets are insured up to $100 million per client by a combination of SIPC insurance and an insurance policy with Lloyd’s of London.   This insurance does not cover declines in account value due to market volatility.

Axos Advisor Services is located in Centennial, CO.

Our Management

Rollyn L. Wild
President & CEO

Mr. Wild is responsible for the day-to-day operation of the firm, portfolio design and management,  strategic partner relationships, and regulatory compliance.

His career in the investment industry began in 1976, at Boettcher & Company, where he was an Account Executive,  Special Partner, and Vice President.  From 1986 to 1990 he was a Registered Principal and Branch Office Manager with Investment Management & Research, Inc.  Since 1987, he has been President and CEO of Advisers Investment Management, Inc. and its predecessor investment management firms.

Mr. Wild holds a Bachelor of Science in Business Administration from the University of North Dakota and served as an officer in the United States Army. He resides in Colorado Springs with his wife, Kathleen, where they enjoy golf and collecting the work of local artists.                 

 

 

The Complete Solution

Financial Planning · Investment Counsel · Portfolio Management

Our defined, disciplined process delivers proven, comprehensive solutions that help our clients achieve a wide range of financial goals and objectives.  Not only can we meet a variety of risk tolerances and investor objectives, we have the flexibility to adapt to the changes in a client’s life.

Our client relationships are a collaborative partnership.  Financial success requires both of us, working together, doing our respective jobs.

Disclosure and transparency are paramount to our client relationships.

We serve all types of clients, including:

Individuals, Trusts, IRAs (Traditional, Roth, SEP, Simple, Inherited, Rollover), Retirement Plans (401k, Defined Benefit, Money Purchase, Profit Sharing, 403b), Nonprofits, Foundations and Endowments, and Estates.

Financial Planning

Our defined, disciplined process begins with a personalized strategic financial plan that is as comprehensive as your individual needs and situation demands.

The strategic financial plan is driven by your:

  • Stage of life – accumulation or decumulation
  • Goals, objectives, and time frame
  • Financial resources
  • Tolerance for volatility/risk
  • Taxes

As your life evolves, we will monitor and guide the ongoing evolution of your plan.

Investment Counsel

We apply decades of experience along with evidence based research and  knowledge to resolve the issues and problems brought to us by our clients.

Our core investment principles:

  • Asset Allocation The mixture of stocks, bonds, and cash, is the primary determinant of a portfolio’s volatility/risk and reward.
  • Diversification Never compromise on diversification. A well-structured portfolio must be globally diversified.
  • Liquidity – Never compromise on liquidity.  A well-structured portfolio must be totally liquid.
  • Costs Costs matter. Lower costs help close the gap between what the stock and bond markets earn and what a portfolio earns.
  • Tax Management – Consider taxes when structuring, restructuring, and implementing a portfolio.
  • Disclosure – Complete transparency to foster client understanding.
  • Discipline – Stay the course – Ignore the daily gyrations of the stock market. Focus on what can be controlled – costs, taxes, and emotions.

Portfolio Management

We offer three series of strategic portfolios with asset allocations that span the risk spectrum – from conservative fixed income portfolios to aggressive equity portfolios.

  • Institutional – For clients not concerned about taxes or with qualified assets
  • Tax Sensitive – For clients concerned with minimizing taxes
  • Tax Deferred – For clients wanting to defer taxes

Our strategic portfolios are:

  • Constructed with a focus on evidence based research and knowledge
  • Globally diversified
  • Implemented using low cost index funds
  • Rebalanced each calendar quarter
  • Totally liquid
  • Tax efficient

The Structure of Our Portfolios

Delivers the broadest possible diversification – sustained over the longest possible time horizon – operated at the lowest possible cost – with optimal tax efficiency – thereby assuring the highest possible share of whatever investment returns the financial markets are generous enough to provide

Co-Fiduciary Chief Investment Officer

Outsourcing an endowment, foundation, or charitable organization’s investment and portfolio management responsibilities to a Co-Fiduciary Chief Investment Officer gives the board and staff more time and resources to devote to the core mission.

OUR ONLY MISSION IS TO SUPPORT YOURS

Our advice and services are driven by a blend of knowledge, evidence-based research, and extensive long-term experience:

  • Co-Fiduciary – We share the fiduciary responsibilities with your board
  • Low-Cost Structure – Our low-cost structure allows you to keep more of the return generated by the portfolio
  • Strategic Investment Plan & Portfolio – Defined by your mission, goals, time frame, financial resources, and tolerance for volatility/risk
  • Portfolio Construction & On-going Management – Evidence-based research is the foundation for the disciplined implementation of sound fundamental investment principles
  • Reporting – We provide comprehensive and understandable quarterly performance reporting with online account access

As your Co-Fiduciary Chief Investment Officer we function as an extension of your board, focusing on achieving your investment goals without conflicting loyalties.

 

Retirement Plans

As your adviser, our first task is to help you determine which retirement plan is the best fit for your business and for your employees – 401(k) plan, Individual or Solo 401(k), SEP-IRA, or SIMPLE IRA.  Some business owners may even consider a Defined Benefit Plan.

 

401(k) Plan

Advisers Investment Management, Inc. has partnered with Vanguard Retirement Plan Access  to  provide the small and mid-sized business with a cost-effective, high-quality 401(k) retirement plan solution.

Vanguard Retirement Plan Access provides an effective solution that includes low-cost investments,  transparent fees, participant education, compliance testing, on-line account access for both plan sponsor and participant, high-quality record keeping, and plan  administration—at a low all-in cost.

Advisers Investment Management, Inc. delivers a comprehensive range of advisory services as a fiduciary under Section 3(38) of ERISA.

  • Plan start-up or conversion support.
  • Prepare the plan’s Investment Policy Statement.
  • Review the Investment Policy Statement, at least annually, to determine if changes are required.
  • Provide the plan with a diversified selection of investment options.
  • Monitor the performance and fees of the plan’s investment options on an ongoing basis.
  • Review the plan’s investment options for additions and deletions.
  • Select a qualified default investment alternative (QDIA) for participants who are automatically enrolled in the plan or fail to make an investment election.
  • Meet with the plan sponsor periodically to ensure consistent operation of the plan.
  • Conduct enrollment and employee education meetings to promote positive participant behavior.
  • Provide plan participants with plan, investment alternative, and retirement planning information and education in accordance with ERISA requirements.

 

Individual or Solo 401(k), SEP-IRA, SIMPLE IRA

These retirement plans are less costly to administer and can provide flexibility to the business owner.  Advisers Investment Management, Inc. and our custodian, Axos Advisor Services provides the documentation to establish the plan, participant retirement and investment counseling, globally diversified investment solutions that range across the risk spectrum, reporting, and on-line participant account access, all at our standard low-cost fee.

 

Investing

Economics & Capital Markets

 

Contact Us

Rollyn L. Wild
President & CEO

1255 Lake Plaza Drive
Suite 244
Colorado Springs, CO 80906
Office: 719-540-9990
Cell: 719-290-5389
rwild@thecompletesolution.com

Logan D. Alley
Managing Director 

512 N. Colorado St.
P.O. Box 580
Walsh, CO 81090
Office: 719-324-5588
Cell: 719-253-2095
logan@thecompletesolution.com

Adam J. Ermel
Investment Adviser Representative

1255 Lake Plaza Drive
Suite 244
Colorado Springs, CO 80906
Office: 719-540-9990
Cell: 719-428-8491
aj@thecompletesolution.com

Lucas D. Laudick
Investment Adviser Representative

2 North Nevada Ave.
Suite 1100
Colorado Springs, CO 80903
Office: 719-219-1040
Cell: 505-331-5323
lucas@reacos.com

Paul S. Nelson, CPA
Investment Adviser Representative

116 S. 8th St.
Colorado Springs, CO 80905
Office: 719-444-0222
paul@nelsonandcompanycpa.com
www.nelsonandcompanycpa.com

Norma J. Robb, CPA
Investment Adviser Representative_

5825 Delmonico Dr.
Suite 102
Colorado Springs, CO 80919
Office: 719-531-7400
norma@robbcpa.com
www.robbcpa.com

 

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